Heavy regulation has undoubtedly been the main issue facing the industry in 2013. While most recently, the SEC lifted the ban on advertising by hedge funds, private equity firms and other companies, creating new opportunities for capital raising, fund managers have been confronted with significant operational challenges and increased costs due to a surge in regulatory oversight as well as recent changes in tax legislation.
Join us for an engaging event featuring presentations and panel discussions on the most recent compliance rulings as well as pragmatic solutions.
Regulatory issues: Lessons learned from Form PF and what’s next (AIFMD)
JOBS Act, custody rules and ASU 2013-08
Tax session: FATCA, carried interest
Our team of presenters include:
Len Berkowitz, Tax Manager, McGladrey
Jonathan Brose, Partner, Seward & Kissel
Patti Griffin, Associate Director, SS&C GlobeOp
Michael Megaw, Senior Vice President and Managing Director, Alternative Assets, SS&C GlobeOp
Patricia Poglinco, Partner, Seward & Kissel
Sal Shah, Partner, McGladrey
James Strachan, SVP, HSBC Private Bank Custody
Robert Van Grover, Partner, Seward & Kissel
Reporting realities and cost-cutting solutions
How to monitor progress
How to leverage technology
What resources are needed
What pitfalls you may encounter
CPE credit available McGladrey
LLP is pleased to offer CPE credit for attending this event.
Rules to Live by: Regulatory and compliance issues for the alternative market
Hyatt Regency Greenwich 1800 East Putnam Avenue Old Greenwich, CT 06870
McGladrey LLP is registered with the
National Association of State Boards of Accountancy (NASBA) as a sponsor of
continuing professional education on the National Registry of CPE Sponsors.
State boards of accountancy have final authority on the acceptance of individual
courses for CPE credit. Complaints regarding registered sponsors may be
submitted to the National Registry of CPE Sponsors through its website:
Advanced preparation: None | Program level: Intermediate |
Prerequisites: None | Field of study: Finance - Asset Management | CPE credit: Up to three hours.