Event overview

Heavy regulation has undoubtedly been the main issue facing the industry in 2013. While most recently, the SEC lifted the ban on advertising by hedge funds, private equity firms and other companies, creating new opportunities for capital raising, fund managers have been confronted with significant operational challenges and increased costs due to a surge in regulatory oversight as well as recent changes in tax legislation.

Join us for an engaging event featuring presentations and panel discussions on the most recent compliance rulings as well as pragmatic solutions.

Panel discussions:
  • Regulatory issues: Lessons learned from Form PF and what’s next (AIFMD)
  • JOBS Act, custody rules and ASU 2013-08
  • Tax session: FATCA, carried interest
Our team of presenters include:
  • Len Berkowitz, Tax Manager, McGladrey
  • Jonathan Brose, Partner, Seward & Kissel
  • Patti Griffin, Associate Director, SS&C GlobeOp
  • Michael Megaw, Senior Vice President and Managing Director, Alternative Assets, SS&C GlobeOp
  • Patricia Poglinco, Partner, Seward & Kissel
  • Sal Shah, Partner, McGladrey
  • James Strachan, SVP, HSBC Private Bank Custody
  • Robert Van Grover, Partner, Seward & Kissel
Topics include:
  • Reporting realities and cost-cutting solutions
  • How to monitor progress
  • How to leverage technology
  • What resources are needed
  • What pitfalls you may encounter
CPE credit available
McGladrey LLP is pleased to offer CPE credit for attending this event.

Rules to Live by: Regulatory and compliance issues for the alternative market

Wednesday, Oct. 9, 2013

3 p.m. Registration
3:15 - 6:15 p.m. Panel discussions

6:15 - 7:15 p.m. Cocktail reception

Hyatt Regency Greenwich
1800 East Putnam Avenue
Old Greenwich, CT 06870

McGladrey LLP is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org.

Advanced preparation: None | Program level: Intermediate | Prerequisites: None
| Field of study: Finance - Asset Management | CPE credit: Up to three hours.

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