WEBCAST   |   Thursday, March 19, 2015   |   11:30 a.m.–1 p.m. EDT
Regulatory compliance webcast series: A discussion of the CFPB investigation process and use of the compliance framework for vendor management
Join our complimentary webcast on Thursday, March 19, to gain clarity around regulatory compliance issues impacting your institution or organization. This first installment of our 2015 series will be led by McGladrey presenters Tyrone Beasley, Rory Flynn, Robyn Ericson and Sonja Kriegsmann. Guest speakers will include Camden Webb and Alan Clark of Williams Mullen. 

  • CFPB investigation process and enforcement actions: We will explain the CFPB’s powers related to examinations, investigations and enforcement, as well as the powers of other federal agencies and state regulators. We will also review the investigation process, how the actions of the CFPB, U.S. Department of Justice and state attorneys’ general actions work, and highlight ways organizations can prepare for possible investigations. In addition, we will explain how civil actions can arise from regulatory examinations and investigations and take a look at the regulators’ current compliance priorities and discuss how to properly respond to adverse examination findings.  
  • Using the compliance management system framework for vendor management: As the regulatory environment continues to evolve, challenges and risks are increasing. We’ll discuss the four components of an effective compliance management system and how they can be used to mitigate vendor risk. 
  • Updates and reminders
Webcast details
Thursday, March 19, 2015
11:30 a.m. EDT | 10:30 a.m. CDT | 9:30 a.m. MDT | 8:30 a.m. PDT
90 minutes


CPE credit available
McGladrey LLP is pleased to offer up to 1.5 CPE credits for attending this event. To qualify, you must log in to the webcast and provide your first name, last name, company name and email address. You will need to be connected for a minimum of 75 minutes with 75 percent polling question participation to receive full credit. For more information regarding administrative policies such as refunds, cancellations and complaints, please contact us.

CPE certificates for eligible participants will be available to download and save at the end of the webcast (McGladrey employees: CPE will appear on your LearningLinks transcript within 30 days).

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McGladrey LLP is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org.

Advance preparation: None | Program level: Basic | Prerequisites: None
| Delivery method: Group Internet-based | Field of study: Regulatory compliance
CPE: Up to 1.5 credits